Treasury Management

Treasury Services Overview

Separately Managed Accounts

Segregated portfolios with bespoke investment strategies

Two options: sub-account structure under AvaltAsset, or separate British Virgin Islands business entity

High-touch, white-glove service with personalized advice

Portfolio Strategies

Digital asset yield strategies facing centralized and decentralized counterparties

Digital asset derivative strategies designed to capture additional yield and fine-tune risk

A range of vetted custody providers and counterparties available, reviewed for risk

Liquidity Services

Assisting protocols and UHNW with liquidity

Active trading management designed to accommodate efficient transactions and manage risk

Multiple yield and liquidation strategies to suit different timelines and risk profiles

Stablecoin Case Study

Analyzing the AvaltAsset investment team’s active management of an adverse market event

Saturday, May 7th, 2022

AvaltAsset team takes action While monitoring all open positions and the overall ecosystem, AvaltAsset’s DeFi & trading team noticed signs of instability regarding UST (increased price volatility, imbalanced Curve pool) and swiftly removed all exposure (approx. $16m) to mitigate risk.

Sunday, May 8th, 2022

Calm before the storm On Sunday the peg appeared to stabilize, fooling many other investors into believing the storm had passed. However, our analysis of the underlying metrics indicated more turmoil to come.

Monday, May 9th, 2022

UST begins to fully depeg Mass panic ensues among investors as UST begins to rapidly lose its peg. In a matter of hours, UST depegged by over 34%, wiping out billions of dollars in value.

Friday, May 13th, 2022

Decisive action pays off for AvaltAsset UST peg fails entirely, diving below $0.10 as the value of LUNA goes to zero. All crypto prices tumble as panic spreads throughout the market.

Risk Management Process

AvaltAsset’s risk management framework and credit due diligence helped avoid any exposure to distressed entities following UST’s collapse in May 2022.

Due Diligence Process

AvaltAsset’s Credit Due Diligence of potential counterparties led our Senior Credit Review Committee to avoid any relationships with many of the counterparties that came under pressure in June of 2022. Our Credit Due Diligence Analysis includes: Review of their Organizational Chart, Corporate Legal Structure, and Balance Sheet* Extensive questionnaire of Risk Management & Security Structures, Counterparty Diversification/Concentration, and impactful credit or liquidation events.

Quick Action & Exposure Reduction

Terra’s demise and ensuing market events led 3AC and a number of CeFi lenders to face insolvency issues, affecting the entire crypto market. During these events AvaltAsset quickly and successfully worked to remove exposure to distressed CeFi counterparties. AvaltAsset has since taken more of a risk-off approach in managing client assets during turbulent times, and will continue to evaluate market conditions for disciplined deployment of client assets.

Competitive Advantage

Unique advantages compared to similar service providers

01

AvaltAsset is an Investment Adviser focused exclusively on digital assets. We have a fiduciary duty to put our clients’ interests ahead of our own.

02

Being a registered investment adviser* also keeps our fee structure2 simple. Our fees include custody fees.

03

Fiduciary = legally obligated to work for your best interests alone, a higher standard than broker/dealers and unregulated providers of crypto investment management services.

04

Client assets are held in Separately Managed Accounts (SMAs) or Separately Managed Entities (SMEs). Each SME is a British Virgin Islands-domiciled entity, facilitating asset and liability segregation in an offshore structure designed to be tax neutral.

Fees

*The fees and costs associated with Treasury Management Services may vary and are negotiable. The fees stated are representative of the typical fees charged to investors. Performance Fees apply only to Qualified Investors. Fees charged for Options, Futures and Performance are in addition to the Per Annum management fee. Other costs may apply. Please see the Investment Management Agreement for specific fees and costs attributable to the account.

1%

Per Annum

On assets under management

15%

Of Option Premiums

Generated using AvaltAsset’s Derivative Strategies

10%

Of Performance

On all DeFi yields generated (Qualified Investors Only)

0.1%

Of Futures Contracts

Calculated on notional value

DeFi expertise

Decentralized finance (DeFi) applications are composable, which generates sophisticated, complex, and ever-changing capital markets.

AvaltAsset applies its sophistication to identify and executes DeFi strategies designed for yield generation.

*The above is a summary presented for illustrative purposes only. There is no guarantee that AvaltAsset will invest, or continue to invest, in the blockchains, protocols, platforms or marketplaces shown above. The examples are not meant to be representative of every blockchain, protocol, platform or marketplace and represent a set of examples for illustration purposes only.* **Provided for illustrative purposes only. This slide contains a simplified representation of a complex process. The above investment process may materially differ from what is displayed above.**

Learn More

How to Invest in Avalt Asset

Services

Our team has deep institutional experience managing third-party capital across traditional and decentralized finance, in particular venture capital, derivative, lending, and staking expertise.

In addition, we have built strong relationships with institutional service providers leveraging our blockchain and digital assets network across the world.

Treasury Management

AvaltAsset's Corporate Treasury Management services include digital asset lending programs and derivative strategies designed to capture additional yield and fine-tune risk, with a range of qualified custodians and counter-parties. AvaltAsset also operates across multiple DeFi protocols for lending, borrowing, trading, yield farming, staking, and mining. AvaltAsset applies our deep experience in digital asset strategies to bespoke risk managed portfolios. AvaltAsset is UK COMPANY HOUSE regulated focused exclusively on digital assets, and have a fiduciary duty to protect our clients.

Wealth Management

Your ultimate solution for digital asset portfolio management, combining custody, execution, and tailored investment strategies. AvaltAsset is a leader and pioneer in digital asset investment management. We are focused exclusively on digital assets, our offering is designed to provide the ultimate all-in-one portfolio solution for corporate and individual investors, and we have taken steps to ensure that assets are UK COMPANY HOUSEure, growing, and generating income.

Protocol Inventory Management

Tokenized staking fund for your protocol. Programmable liquidity through fully-compliant global exchanges. We deal with all the administrative hurdles providing you the ease of use

Investment Funds

High Liquidity Funds

Select 5 Crypto Index Fund (WS5)

AvaltAsset Select 5 Digital Fund provides exposure to one of the best performing asset classes of the last 5 year

BTC Income & Growth Fund (WBIG)

AvaltAsset Bitcoin Income and Growth Fund- A professionally risk-managed Bitcoin fund product designed to transform BTC volatility into stable yield

Stable Asset Yield Fund (SAYF)

The newly launched Stable Asset Yield Fund (SAYF) targets a 6-10% annual yield with minimal volatility, low correlation to cryptocurrency price movements, and monthly liquidity with a focused strategy on DeFi yield generation.

AvaltAsset ADA Yield Fund (WAY)

AvaltAsset ADA Yield Fund (“WAY”) is a DeFi liquidity fund designed to support the new decentralized exchanges, lending protocols, and stablecoin issuers building on Cardano, each adding to the strong foundation of the ADA blockchain as it realizes a fully functional and diverse ecosystem.

AvaltAsset’s investment team draws on decades of asset management expertise to offer actively-managed strategies.

Low Liquidity/VC Funds

cFund

cFund is an early-stage UK COMPANY HOUSEtor agnostic venture firm in the blockchain industry anchored by IOHK and managed by AvaltAsset

NFT Fund

The NFT Fund invests in NFT collectibles, platforms, and protocols

Whiskey Fund

AvaltAsset Whiskey 2020 Digital Fund, the world’s first tokenized whiskey barrel fund that captures value appreciation associated with the aging of Kentucky whiskey, designed to be recession resistant